SEBI BARS JM FINANCIAL FROM ACTING AS LEAD MANAGER FOR PUBLIC ISSUE OF DEBT SECURITIES
Background JM Financial Products Ltd acts as Debt Issue Lead Manager in various public issues
Note on SEBI levying Fine on three entities for flouting venture capital fund Rules
Background Capital markets regulator SEBI slapped a fine of Rs 3 lakh on three entities
SEBI Update – Framework for Short Selling
The Securities and Exchange Board of India (SEBI) has issued a circular , dated January
SEBI Update – Simplification of requirements for grant of accreditation to investors
It has been decided to simplify the requirements for grant of accreditation to investors as
SEBI Update – Revision in the manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs)
On October 31, 2023, the Securities and Exchange Board of India (SEBI) issued a significant
SEBI Update – Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs)
SEBI has issued new guidelines to enhance their Business Continuity Plan (BCP) and Disaster Recovery
SEBI Update – Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under
SEBI vide circular has issued an Amendment to the Guidelines on Anti-Money Laundering (AML) Standards
SEBI Update – Master Circular on Know Your Client (KYC) norms for the securities market
This Master Circular is a compilation of the circulars/directions issued by SEBI up to September
SEBI Update – Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg.
SEBI Master Circular dated July 11, 2023 on compliance with the provisions of the SEBI
SEBI Update – Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms
Sebi on 6th Oct 2023 issued the circular stating the following:It has been decided that