SEBI Updates Creation of segregated portfolio in mutual fund schemes
In partial modification to SEBI Circular dated December 28, 2018 on ‘Creation of segregated portfolio
SEBI Updates Reporting of changes in terms of investment
Refer to Para 9 of SEBI Circular dated September 24, 2019 on conditions to be
SEBI Updates : e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors
SEBI simplified the account opening process for investors vide Circular dated August 22, 2011. Further,
SEBI Updates Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors.
SEBI (Foreign Portfolio Investors) Regulations, 2019 (“the Regulations”) have been notified and have come into
SEBI Updates Enhanced Due Diligence for Dematerialization of Physical Securities
In terms of Regulation 40 of Securities and Exchange Board of India (Listing Obligations and
RBI Updates Liquidity Risk Management Framework for Non-Banking Financial Companies and Core Investment Companie
In order to strengthen and raise the standard of the Asset Liability Management (ALM) framework
Updates under SEBI as on 5th November 2019.
In order to further enhance governance and accountability of Credit Rating Agencies (CRAs), the following
RBI Updates Issue of additional instruments for augmenting regulatory capital for RRBs
RRBs additional options for augmenting regulatory capital funds, so as to maintain the minimum prescribed
Updates under RBI as on 1st November 2019
The Sovereign Gold Bonds may be used as collateral by both banks and non-bank institutions
Updates under SEBI as on 1st November 2019
Under regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘SEBI LODR Regulations’)