SEBI Updates Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism –Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal ofgrievances by listed companies
SEBI Issued a Circular dated 13 August, 2020 on Investor grievances redressal mechanism – Handling
SEBI Updates Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund”
1. In order to enable the Debenture Trustee(s) to take prompt action for enforcement of
SEBI Updates Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines
1. In order to encourage the participation of Farmers / Farmers Producers Organizations (FPOs) in
SEBI Updates : Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities
1. Representations were made by Debenture Trustee(s) regarding the process to be followed in case
SEBI Updates Guidelines on Inter Scheme Transfers of Securities
Presently, transfers of securities from one scheme to another scheme in the same mutual fund
SEBI Updates Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means (VC/OAVM)
1. Kindly refer to SEBI circular dated June 22, 2020, whereby InvITs/ REITs were permitted
SEBI Updates Issuance, listing and trading of Perpetual Non-Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments)
1. Perpetual Non-Cumulative Preference Shares (PNCPS’) and Innovative Perpetual Debt Instruments (IPDIs) / Perpetual Debt
SEBI Updates Review of Dividend option(s) / Plan(s) in case of Mutual Fund Schemes
1. Please refer to Ninth and Eleventh Schedule of SEBI (Mutual Funds) Regulations, 1996 and
SEBI Updates : Review of debt and money market securities transactions disclosure
1. SEBI vide circular no.Cir/IMD/DF/6/2012 dated February 28, 2012 prescribed format to disclose all details
SEBI Updates Relaxation from default recognition due to restructuring of debt.
1. CRAs recognize default based on the guidance issued vide SEBI circulars dated May 3,