SEBI Updates Transfer of business by SEBI registered intermediaries to other legal entity
SEBI has been receiving registration applications pursuant to transfer of business (SEBI regulated business activity)
SEBI Updates Prior Approval for Change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control
1. Transfer /transmission of shareholding in case of unlisted body corporate intermediary: In following scenarios,
SEBI Updates Review of delivery default norms
The extant delivery default norms were examined in consultation with Clearing Corporations and the following
MCA Updates Amendment to Schedule V of the Companies Act., 2013
In Schedule V in Part II in Section I, II, and III after the word
SEBI Updates Review of norms regarding investment in debt instruments with special features, and the valuation of perpetual bonds
A. Review of Norms of Investment in Instruments having Special Features 1. Mutual Funds invest in
SEBI Updates Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN).
1. SEBI had issued circular dated September 16, 2016 which, inter-alia, provided guidelines on use
MCA Updates Companies (Management and Administration) Amendment Rules, 2021
Please find the following updates under MCA as on 6th March 2021.These rules may be
Companies Amendment 2020 Notified
Analysis on Companies Amendment 2020
SEBI Updates Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse
It has been decided that the Code of Conduct and Institutional Mechanism for prevention of