RBI Update – Directions for Central Counterparties (CCPs)
Based on a periodic review of the Directions for CCPs, the updated directions governing the
SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports
(A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers It has been decided
SEBI Update – Periodic reporting format for Research Analysts and Proxy Advisers
RAs shall submit their periodic report to RAASB and PAs shall submit their periodic reports
SEBI Update – Clarification with respect to advertisement code for Research Analysts (RAs)
It is clarified that Research Report and research recommendations of an RA are not considered
SEBI Update – Modification in Annexure to Common Application Form (CAF)
To provide the flexibility to existing and new FPIs, the ‘Annexure to Common Application Form’
SEBI Update – Association of persons regulated by the Board and their agents with certain persons
Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024, Securities Contracts (Regulation) (Stock Exchanges
SEBI Update – Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015
The inclusion of mutual fund units under the SEBI (Prohibition of Insider Trading) Regulations, 2015
RBI Update – Reserve Bank of India (Access Criteria for NDS-OM) Directions, 2024
These Directions shall be called the Reserve Bank of India (Access Criteria for NDS-OM) Directions,
SEBI Update – Clarification with regard to usage of 3 – in – 1 type accounts for making an application in public issue of securities
It is clarified that, in addition to existing modes of making an application in public
SEBI Update – Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism
SEBI introduced a liquidity window facility for investors in the debt securities through a stock