SEBI Update – Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF (Applicable – All Alternative Investment Funds) May 05, 2025 0
RBI Update – Investments by Foreign Portfolio Investors in Corporate Debt Securities through the General Route – Relaxations. (Applicable – All Authorised Persons) May 05, 2025 0
SEBI Update – Publishing Investor Charter for KYC (Know Your Client) Registration Agencies (KRAs) on their Websites.(Applicable – All KYC (Know Your Client) Registration Agencies (KRAs)) May 05, 2025 0
RBI Update – Amendments to Directions – Compounding of Contraventions under FEMA, 1999 (Applicable – All Authorised Dealer Category-I banks and Authorised banks) Apr 04, 2025 0
SEBI UpdatesSEBI Update – Framework for Monitoring and Supervision of System Audit of Stock Brokers (SBs) through Technology based Measures. Feb 1, 2025 Knowledge TeamComment on SEBI Update – Framework for Monitoring and Supervision of System Audit of Stock Brokers (SBs) through Technology based Measures. The following guidelines shall be prescribed for the conduct of system audit of Stock Brokers
IBC UpdatesIBBI Update -Insolvency and Bankruptcy Board of India amends the Insolvency and Bankruptcy Board of India (Liquidation Process) Regulations, 2016 and Insolvency and Bankruptcy Board of India (Voluntary Liquidation Process) Regulations, 2017 Feb 1, 2025 Knowledge TeamComment on IBBI Update -Insolvency and Bankruptcy Board of India amends the Insolvency and Bankruptcy Board of India (Liquidation Process) Regulations, 2016 and Insolvency and Bankruptcy Board of India (Voluntary Liquidation Process) Regulations, 2017 Auction Process a. Prospective bidders are now given more time to participate in the auction