SEBI Updates

Please find below links to SEBI notifications and circular updates:

21st November, 2017  NOTIFICATION INTERMEDIARIES (AMENDMENT)

Intermediaries Regulation

15th December, 2017 INFRASTRUCTURE INVESTMENT TRUSTS  (AMENDMENT)

15th December, 2017  ISSUE AND LISTING OF DEBT SECURITIES (SECOND AMENDMENT)

15th December, 2017 (REAL ESTATE INVESTMENT TRUSTS) (AMENDMENT)

27th December, 2017 (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) (SECOND AMENDMENT

28th December, 2017 Settlement of Admin. & Civil Proceedings Amendment

12th February, 2018  (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2018

13th March, 2018 (STOCK BROKERS AND SUB-BROKERS)(AMENDMENT) REGULATIONS, 2018

13th March, 2018 (STOCK-BROKERS AND SUB-BROKERS) REGULATIONS, 1992

13th March, 2018  (MUTUAL FUNDS)(AMENDMENT)REGULATIONS, 2018

2nd April, 2018 (STOCKEXCHANGES AND CLEARING CORPORATIONS) (AMENDMENT) REGULATIONS

5th April, 2018  (FOREIGN PORTFOLIOINVESTORS) (AMENDMENT) REGULATIONS

9th April, 2018  (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS)(AMENDMENT) REGULATIONS, 2018

10th April, 2018  (REAL ESTATE INVESTMENTTRUSTS) (AMENDMENT) REGULATIONS, 2018

10th April, 2018  (INFRASTRUCTURE INVESTMENTTRUSTS) (AMENDMENT) REGULATIONS, 2018

27th April, 2018 (FOREIGN PORTFOLIOINVESTORS) (SECOND AMENDMENT) REGULATIONS, 2018

27th April, 2018 (EMPLOYEES’ SERVICE) (AMENDMENT) REGULATIONS, 2018

29th May, 2018  (MUTUAL FUNDS)(SECOND AMENDMENT) REGULATIONS, 2018

30th May, 2018 (BANKERS TO AN ISSUE) (AMENDMENT) REGULATIONS, 2018

30th May, 2018  (CREDIT RATING AGENCIES) (AMENDMENT) REGULATIONS, 2018

30th May, 2018 (LISTING OBLIGATIONS ANDDISCLOSURE REQUIREMENTS)(SECOND AMENDMENT) REGULATIONS, 2018

30th May, 2018 (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) (AMENDMENT) REGULATIONS, 2018

1st June ,2018 (DELISTING OF EQUITY SHARES) (AMENDMENT)

1st June, 2018 (ALTERNATIVE INVESTMENT FUNDS) (REGULATIONS)

1st June, 2018  (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) (REGULATIONS)

1st  June, 2018 (EMPLOYEES’ SERVICE) (SECOND AMENDMENT) (REGULATIONS)

1st June,  2018 (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (SECOND AMENDMENT) REGULATIONS, 2018

1st June, 2018  (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS,2018

1st June, 2018 (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (AMENDMENT) REGULATIONS, 2018

8th June, 2018 (LISTING OBLIGATIONSANDDISCLOSURE REQUIREMENTS)(FOURTH AMENDMENT) REGULATIONS, 2018

8th June, 2018 (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS)(SECOND AMENDMENT) REGULATIONS, 2018

11th June, 2018 (CREDIT RATING AGENCIES) REGULATIONS, 1999

11th June, 2018 (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009

11th June, 2018 (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) REGULATIONS, 1993 

12th June, 2018  (MUTUAL FUNDS) REGULATIONS, 1996

26th June, 2018 (PUBLIC OFFER AND LISTING OF SECURITISED DEBT INSTRUMENTS) (AMENDMENT) REGULATIONS, 2018

30th July, 2018 (STOCK BROKERS AND SUB-BROKERS)(SECOND AMENDMENT) REGULATIONS, 2018

13th August, 2018 (EMPLOYEES’ SERVICE) (THIRD AMENDMENT) REGULATIONS, 2018

16th August, 2018 Streamlining the process of public issue under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008

16th August, 2018 Electronic book mechanism for issuance of securities on private placement basis-Clarifications

22nd August, 2018 Update KYC for FPI

 

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