SEBI Update – Certification requirement for key investment team of manager of AIF
In terms of Regulation 4(g)(i) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), the
RBI Update – Foreign Exchange Management (Deposit) (Fourth Amendment) Regulations, 2024
RBI has issued the circular for the Foreign Exchange Management (Deposit) (Fourth Amendment) Regulations, 2024They shall
RBI Update – Margin for Derivative Contracts
RBI has issued Directions shall be called the Reserve Bank of India (Margin for Derivative Contracts)
RBI Update – Master Direction – Reserve Bank of India (Margining for Non-Centrally Cleared OTC Derivatives) Directions, 2024
RBI has issued Master Direction – Reserve Bank of India (Margining for Non-Centrally Cleared OTC Derivatives)
SEBI Update – Periodic reporting format for Investment Advisers
SEBI has recognized Investment Advisers Administration and Supervisory Body (“IAASB”) for the purpose of administration
SEBI Update – Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
The Master Circular on Know Your Client (KYC) norms for the securities market SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169 dated
RBI Update – Master Direction – Risk Management and Inter-Bank Dealings: Amendments
Standalone Primary Dealers (SPDs) have been granted authorisation under Section 10(1) of the Foreign Exchange
SEBI Update – Portfolio Managers – Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures
SEBI issued circular for Portfolio Managers – Facilitating ease in digital on-boarding process for clients and
SEBI Update – Facilitating collective oversight of distributors for Portfolio Management Services (PMS) through APMI
To simplify and ease compliances, a working group was constituted to review the present regulatory
RBI Update – Guidance Note on Operational Risk Management and Operational Resilience
In view of the foregoing, the Reserve Bank, through this Guidance Note on Operational Risk