RBI Updates: Compliance Function and Role of Chief Compliance Officer (CCO) – NBFCs
NBFC-UL and NBFC-ML shall put in place a Board approved policy and a Compliance Function,
MCA Update: Companies ( Management and Administration ) Amendment Rules, 2022
MCA vide its notification dated April 06, 2022, has notified Companies ( Management and Administration )
SEBI Update: Clarification on applicability of Regulation 23(4) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions
SEBI vide circular dated April 08, 2022, has specified clarification on applicability of Regulation 23(4)
SEBI Update: Standard Operating Procedures (SOP) for dispute resolution available under the stock exchange arbitration mechanism for disputes between a listed company and its shareholder(s) investor(s)
SEBI vide circular dated April 08, 2022, has specified Standard Operating Procedures (SOP) for dispute
RBI Updates : Section 24 and Section 56 of the Banking Regulation Act, 1949 – Maintenance of Statutory Liquidity Ratio (SLR)
As announced in the Statement on Developmental and Regulatory Policies on April 08, 2022, it has
RBI Updates : Individual Housing Loans – Rationalisation of Risk Weights
On rationalization of risk weights on Individual Housing Loans in terms of which risk weights
RBI Updates : Establishment of Digital Banking Units (DBUs)
These guidelines are applicable to all Domestic Scheduled Commercial Banks (excluding Regional Rural Banks, Payments
SEBI Update: Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
SEBI vide circular dated April 06, 2022, has specified Guidelines in pursuance of amendment to
SEBI Update: Revision of UPI limits in Public Issue of Equity Shares and convertibles
SEBI vide circular dated 5th April 2022 has brought revision of UPI limits in Public Issue
SEBI Update: Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities
SEBI vide circular dated April 04, 2022, has specified clarification with regards to circular no.