MCA Updates Categories of Financial Service Provider
The insolvency resolution and liquidation proceedings of the following categories of financial service providers shall
SEBI Updates Mapping of Unique Client Code (UCC) with demat account of the clients
Early Warning Mechanism was put in place to detect the diversion of client’s securities by
MCA updates as on 16th November 2019
Insolvency and Bankruptcy (Application to Adjudicating Authority for Insolvency Resolution Process for Personal Guarantors to
RBI Updates Guidelines on the criteria for registering institutions, organisations and associations ‘on tap’ for grant of financial assistance from the Depositor Education and Awareness Fund
Objectives To grant financial assistance to eligible entities for taking up activities relating to educating
SEBI Updates Modifications in the contract specifications of commodity derivatives contracts
In order to streamline the process and after consultation with the exchanges, it has been
SEBI Updates Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015
Issue and Listing of Municipal Debt Securities (ILDM) regulations have been amended to, inter alia,
SEBI Updates Introduction of Cross-Margining facility in respect of offsetting positions in corelated equity Indices
SEBI vide its circular dated December 02, 2008 allowed cross margining across cash and exchange
RBI Updates Qualifying Assets Criteria – Review of Limits
Taking into consideration the important role played by MFIs in delivering credit to those in
Updates under RBI as on 11th Nov 2019.
The NBFC-AA consolidates financial information of a customer held with different financial entities, spread across
SEBI Updates Creation of segregated portfolio in mutual fund schemes
In partial modification to SEBI Circular dated December 28, 2018 on ‘Creation of segregated portfolio