SEBI Update – Review of provisions pertaining to Electronic Book Provider (EBP) platform to increase its efficacy and utility
SEBI has issued a circular regarding Review of provisions pertaining to the Electronic Book Provider (EBP)
SEBI Update – Simplification of operational process and clarifying regarding the cash flow disclosure in Corporate Bond Database pursuant to review of Request for Quote (RFQ) Platform framework.(Applicable -Issuers who have listed Non-convertible Securities, Securitised Debt Instruments, Municipal Debt Securities and Commercial Paper; Recognised Stock Exchanges and Clearing Corporations; Registered Depositories; Stock Brokers and Depository Participants )
SEBI issued the circular regarding Simplification of operational process and clarifying regarding the cash flow disclosure
SEBI Update – Extension of timeline for implementation of provisions of SEBI circular dated December 17, 2024 on Measures to address regulatory arbitrage with respect to Offshore Derivative Instruments (ODIs) and FPIs with segregated portfolios vis-à-vis FPIs (Applicable-Foreign Portfolio Investors (“FPIs”) Designated Depository Participants (“DDPs”) and Custodians The Depositories ,The Stock Exchanges and Clearing Corporations
SEBI Has issued the circular regarding Extension of timeline for implementation of provisions of SEBI circular
SEBI Update – Rating of Municipal Bonds on the Expected Loss (EL) based Rating Scale (Applicable- All Registered Credit Rating Agencies (CRAs) All Registered Debenture Trustees, Issuers who have listed and/ or propose to list Non-Convertible Securities, Securitized Debt Instruments, Security Receipts, Municipal Debt Securities or Commercial Paper Recognized Stock Exchanges All Depositories registered with SEBI)
SEBI issued a circular regarding Rating of Municipal Bonds on the Expected Loss (EL) based Rating
SEBI Update – Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs). (Applicable – All registered Registrars to an Issue and Share Transfer Agents (RTAs))
SEBI issued the notification regarding the Investor Charter for Registrars to an Issue and Share
SEBI Update – Composition of the Internal Audit team for CRAs (Applicable – All Registered Credit Rating Agencies)
SEBI issued a circular regarding the Composition of the Internal Audit team for CRAs In order
SEBI Update – Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF (Applicable – All Alternative Investment Funds)
SEBI has extended the timeline for compliance with NISM certification requirements of the key investment
SEBI Update – Publishing Investor Charter for KYC (Know Your Client) Registration Agencies (KRAs) on their Websites.(Applicable – All KYC (Know Your Client) Registration Agencies (KRAs))
Securities and Exchange Board of India (SEBI) has issued a circular dated May 6, 2025,
SEBI Update – Change in cut-off timings to determine applicable NAV with respect to repurchase/ redemption of units in overnight schemes of Mutual Funds
SEBI aims to safeguard clients’ funds placed with Stock Brokers (SBs) / Clearing Members (CMs), SEBI
SEBI Update – Clarification on Regulatory framework for Specialized Investment Funds (‘SIF’) (Applicable – All Mutual Funds All Asset Management Companies (AMCs) All Registrar and Share Transfer Agents (RTAs) All Trustee Companies/ Board of Trustees of Mutual Funds, All Recognized Stock Exchanges ,Recognized Clearing Corporations , Depositories Association of Mutual Funds in India (AMFI))
SEBI issued Clarification on Regulatory framework for Specialized Investment Funds on Circular dated February 27, 2025 (‘SIF