SEBI Update – Flexibility to Alternative Investment Funds (AIFs) and their investors to deal with unliquidated investments of their schemes
Securities and Exchange Board of India (Alternative Investment Funds) (Second Amendment) Regulations 2024 (“AIF Regulations
SEBI Update: Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
Please find the following update under SEBI: 1. SEBI vide Circular No. SEBI/ HO/ AFD/
SEBI Update: Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode
Please find the following update under SEBI: SEBI prescribed guidelines to address the concerns arising
SEBI BARS JM FINANCIAL FROM ACTING AS LEAD MANAGER FOR PUBLIC ISSUE OF DEBT SECURITIES
Background JM Financial Products Ltd acts as Debt Issue Lead Manager in various public issues
SEBI Update: Repeal of circular(s) outlining procedure to deal with cases where securities are issued prior to April 01, 2014, involving offer / allotment of securities to more than 49 but up to 200 investors in a financial year
1. SEBI has issued Circular No. CIR/CFD/DIL3/18/2015 dated December 31, 2015 and Circular No. CFD/DIL3/CIR/P/2016/53 dated
SEBI Update: Simplification and streamlining of Offer Documents of Mutual Fund Schemes – Extension of timelines
1. SEBI vide circular SEBl/HO/IMD/IMD-RAC-2/P/CIR/2023/00175 dated November 01, 2023 prescribed simplified format of Scheme Information Document
SEBI Update: Measures to instill trust in securities market – Expanding the framework of Qualified Stock Brokers (QSBs) to more stock brokers
1. SEBI vide Circular SEBI/HO/MIRSD-PoD-1/P/CIR/2023/24 dated February 06, 2023 and para 18 of Master Circular for Stock
Note on SEBI levying Fine on three entities for flouting venture capital fund Rules
Background Capital markets regulator SEBI slapped a fine of Rs 3 lakh on three entities
SEBI Update: Centralization of certifications under the Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs)
1. The Ministry of Finance states that the reporting financial institution (RFI) [as defined under
Sony – Zee case – what is it all about?
National Company Law Tribunal (“NCLT”) has issued notice on Zee Entertainment Enterprises (“Zee”) plea and