SEBI Update – Self Regulatory Organizations for Social Impact Assessors in the context of Social Stock Exchange (“SSE”)
In terms of Regulation 292A(f) of the Securities and Exchange Board of India (Issue of
SEBI Update – Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”) for FY 2023-24
In terms of Regulation 91C (1) of the Securities and Exchange Board of India (Listing
SEBI Update – Framework for considering unaffected price for transactions upon confirmation of market rumour
In terms of Regulation 30(11) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015(“LODR Regulations”),
SEBI Update – Industry Standards on verification of market rumours
In order to facilitate ease of doing business, the Industry Standards Forum (“ISF”) comprising of
SEBI Update – Certification requirement for key investment team of manager of AIF
In terms of Regulation 4(g)(i) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), the
SEBI Update – Periodic reporting format for Investment Advisers
SEBI has recognized Investment Advisers Administration and Supervisory Body (“IAASB”) for the purpose of administration
SEBI Update – Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
The Master Circular on Know Your Client (KYC) norms for the securities market SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169 dated
SEBI Update – Portfolio Managers – Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures
SEBI issued circular for Portfolio Managers – Facilitating ease in digital on-boarding process for clients and
SEBI Update – Facilitating collective oversight of distributors for Portfolio Management Services (PMS) through APMI
To simplify and ease compliances, a working group was constituted to review the present regulatory
SEBI Update – Nomination for Mutual Fund Unit Holders – exemption for jointly held folios
In order to simplify, ease and reduce cost of compliance, a working group was constituted