SEBI Update – Facilitating collective oversight of distributors for Portfolio Management Services (PMS) through APMI
To simplify and ease compliances, a working group was constituted to review the present regulatory
SEBI Update – Nomination for Mutual Fund Unit Holders – exemption for jointly held folios
In order to simplify, ease and reduce cost of compliance, a working group was constituted
SEBI Update – Ease of doing business- Fund manager for Mutual fund schemes investing in commodities and overseas securities
SEBI constituted various Working Groups to recommend measures to simplify and ease compliances under various
SEBI Update – Relaxation in requirement of intimation of changes in the terms of Private Placement Memorandum of Alternative Investment Funds through Merchant Banker
SEBI has issued the circular on the relaxation in requirement of intimation of changes in
SEBI Update – Framework for Category I and II Alternative Investment Funds (AIFs) to create encumbrance on their holding of equity of investee companies
The SEBI notified Framework for Category I and II Alternative Investment Funds (AIFs) to create encumbrance
SEBI Update – Flexibility to Alternative Investment Funds (AIFs) and their investors to deal with unliquidated investments of their schemes
Securities and Exchange Board of India (Alternative Investment Funds) (Second Amendment) Regulations 2024 (“AIF Regulations
SEBI Update: Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
Please find the following update under SEBI: 1. SEBI vide Circular No. SEBI/ HO/ AFD/
SEBI Update: Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode
Please find the following update under SEBI: SEBI prescribed guidelines to address the concerns arising
SEBI BARS JM FINANCIAL FROM ACTING AS LEAD MANAGER FOR PUBLIC ISSUE OF DEBT SECURITIES
Background JM Financial Products Ltd acts as Debt Issue Lead Manager in various public issues
SEBI Update: Repeal of circular(s) outlining procedure to deal with cases where securities are issued prior to April 01, 2014, involving offer / allotment of securities to more than 49 but up to 200 investors in a financial year
1. SEBI has issued Circular No. CIR/CFD/DIL3/18/2015 dated December 31, 2015 and Circular No. CFD/DIL3/CIR/P/2016/53 dated