SEBI Update: Issuance of units of AIFs in dematerialised form
Regulation 10(aa) of AIF Regulations, AIFs shall issue units in a dematerialised form subject to
SEBI Update: Trading Preferences by Clients
Securities and Exchange Board of India(Sebi) has proposed to standardise the format of trading preferences,
SEBI Update: Standardised approach to valuation of the investment portfolio of Alternative Investment Funds (AIFs)
Sebi has notified that AIFs are inter-alia required to carry out a valuation of their
SEBI Update: Modalities for launching Liquidation Scheme and for distributing the investments of Alternative Investment Funds (AIFs)in-specie
Sebi has amended AIF Regulations to provide flexibility to Alternative Investment Funds to deal with
SEBI Update: Adherence to provisions of regulation 51A of SEBI (Issue and Listing of Nonconvertible Securities) Regulations, 2021 by Online Bond Platform Providers on product offerings on Online Bond Platforms
Sebi on 16th June 2023 restricted online bond platform providers from offering products other than
SEBI Update: Regulatory framework for Execution Only Platforms forfacilitating transactions in direct plans of schemes of Mutual Funds
SEBI on 13th June 2023 issued a Regulatory framework for Execution only platform for facilitating
SEBI Update: Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
SEBI has mandated upstreaming of all client funds received by Stock Brokers (SBs)/Clearing Members (CMs)
SEBI Update: Participation of Mutual funds in repo transactions on Corporate Debt Securities.
Sebi allowed mutual funds to invest in repo transactions in securities such as Commercial Papers
SEBI Update: Online processing of investor service requests and complaints by RTAs
Sebi decided to provide a mechanism for processing of investors’ service requests and complaints through
SEBI Update: Model Tripartite Agreement between the Issuer Company, ExistingShare Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI(Listing Obligation and Disclosure Requirements) Regulation, 2015
SEBI vide its circular dated 25th May 2023 issues the Model Tripartite Agreement between the Issuer