SEBI Update – Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”) for FY 2023-24
In terms of Regulation 91C (1) of the Securities and Exchange Board of India (Listing
SEBI Update – Framework for considering unaffected price for transactions upon confirmation of market rumour
In terms of Regulation 30(11) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015(“LODR Regulations”),
SEBI Update – Industry Standards on verification of market rumours
In order to facilitate ease of doing business, the Industry Standards Forum (“ISF”) comprising of
SEBI Update – Certification requirement for key investment team of manager of AIF
In terms of Regulation 4(g)(i) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), the
SEBI Update – Periodic reporting format for Investment Advisers
SEBI has recognized Investment Advisers Administration and Supervisory Body (“IAASB”) for the purpose of administration
SEBI Update – Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
The Master Circular on Know Your Client (KYC) norms for the securities market SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169 dated
SEBI Update – Portfolio Managers – Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures
SEBI issued circular for Portfolio Managers – Facilitating ease in digital on-boarding process for clients and
SEBI Update – Facilitating collective oversight of distributors for Portfolio Management Services (PMS) through APMI
To simplify and ease compliances, a working group was constituted to review the present regulatory
SEBI Update – Nomination for Mutual Fund Unit Holders – exemption for jointly held folios
In order to simplify, ease and reduce cost of compliance, a working group was constituted
SEBI Update – Ease of doing business- Fund manager for Mutual fund schemes investing in commodities and overseas securities
SEBI constituted various Working Groups to recommend measures to simplify and ease compliances under various