SEBI Modifies Cyber Security and Cyber resilience framework of Mutual Funds/ Asset Management Companies (AMCs) – 09th June, 2022
SEBI, vide circular dated 10th January, 2019 prescribed framework for Cyber Security and Cyber Resilience
SEBI Modifies Cyber Security and Cyber resilience framework of Stock Brokers / Depository Participants – 07th June, 2022
SEBI, vide circular dated 03rd December, 2018 prescribed framework for Cyber Security and Cyber Resilience
SEBI Circular on Procedure for seeking prior approval for change in control of Portfolio Managers – 2nd June, 2022
Regulation 11(aa) of SEBI (Portfolio Managers) Regulations, 2020 provides that a Portfolio Manager shall obtain
SEBI Circular on Investor Grievance Redressal Mechanism – 03rd June, 2022
SEBI, vide its Circular dated 03rd June, 2022 made amendment to Circular dated 06th November,
SEBI Circular on Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM) – 03rd June, 2022
SEBI, vide its Circular dated 03rd June, 2022 gave Extension of facility for conducting annual
SEBI Circular on Procedure for seeking prior approval for change in control of Portfolio Managers – 2nd June, 2022
Regulation 11(aa) of SEBI (Portfolio Managers) Regulations, 2020 provides that a Portfolio Manager shall obtain
SEBI Modifies Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs)and its Shareholder(s)/Investor(s) – 30th May, 2022
SEBI, vide circular dated 8th April, 2022 advised Exchanges to put in place a Standard
SEBI Circular on Processing of ASBA applications in Public Issue of Equity Shares and Convertibles – 30th May, 2022
SEBI, vide its Circular dated 30th December, 2009 has prescribed the facility of Application Supported
SEBI Modifies Cyber Security and Cyber resilience framework of KYC Registration Agencies(KRAs) – 30th May, 2022
SEBI, vide circular dated 15th October, 2019 prescribed framework for Cyber Security and Cyber Resilience
SEBI Modifies Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents(“QRTAs”) – 27th May, 2022
SEBI, vide circular dated 8th September, 2017 prescribed framework for Cyber Security and Cyber Resilience