SEBI Updates Operating Guidelines for Investment Advisers in International Financial Services Centre.
Applicability of SEBI (Investment Advisers) Regulations, 2013 (‘Investment Adviser Regulations’) The applicability of these operating guidelines
SEBI Updates Annual System Audit
Based on discussions with Stock Exchanges, Clearing Corporations, Depositories (hereinafter referred as ‘Market Infrastructure Institutions
Updates under MCA as on 6th Jan 2020
These rules may be called the Companies (Appointment and Remuneration of Managerial Personnel) Amendment Rules,
SEBI Updates Contribution by a non-defaulting member in the Default waterfall of Clearing Corporations
1. SEBI vide its Circular dated August 27, 2014 has, inter alia, specified guidelines pertaining
SEBI Updates Strengthening of the rating process in respect of ‘INC’ ratings
1. SEBI vide circular dated November 21, 2019 mandated listed companies to make public disclosure
SEBI Updates Guidelines for filing of placement memorandum – InvITs proposed to be listed
1. Regulation 2(1) (zoa) of SEBI (Infrastructure Investment Trusts) Regulations, 2014 (“InvIT Regulations”) defines “private
SEBI Updates Format on Statement of Deviation or Variation for proceeds of public issue, rights issue, preferential issue, Qualified Institutions Placement (QIP) etc.
1. As per Regulations 32(1), 32(2) and 32(3) of the SEBI (Listing Obligations and Disclosure
SEBI Updates Framework for listing of Commercial Paper-Amendments
Based on the representations received from the market participants, following paragraphs of CP circular stands
SEBI Updates Stewardship Code for all Mutual Funds and all categories of AIFs, in relation to their investment in listed equities
1. The importance of institutional investors in capital markets across the world is increasing the
SEBI Updates Investment in units of Mutual Funds in the name of minor through guardian and ease of process for transmission of units
In order to bring about uniform processes across Asset Management Companies (AMCs) in respect of