Updates under SEBI as on Dec 17th 2019
The following has been decided: i. AMCs may provide management and advisory services in terms
SEBI Updates Review of investment norms for mutual funds for investment in Debt and Money Market Instruments
1. Paragraph E of SEBI Circular No. dated October 1, 2019 prescribed limits on investments
SEBI Updates Norms for Debt Exchange Traded Funds (ETFs)/Index Funds
The following norms are prescribed for Debt ETFs/Index Funds to be adopted by all AMCs: (a)
SEBI Updates Cut-off Time for Determining Minimum Threshold of Margins to be Collected from Clients
SEBI vide circular dated September 07, 2016 and dated June 20, 2019 prescribed mechanism for
SEBI Updates Framework for issue of Depository Receipts
The framework for issuance of Depository Receipts (‘DRs’) by a Listed Company was notified by
SEBI Updates – Investment Policy of Clearing Corporations
SEBI circular dated May 04, 2016 on “Investment Policy, Liquid Assets for the purpose of
SEBI Updates Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT)
“Institutional Placement” shall mean a preferential issue of units by a listed InvIT only to
SEBI Updates Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT)
“Institutional Placement” shall mean a preferential issue of units by a listed REIT only to
SEBI Updates Disclosures by listed entities of defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt securities
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI LODR Regulations”) currently require disclosure of
SEBI Updates Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segment
1. Attention is drawn to SEBI dated February 23, 2005 on ‘Comprehensive Risk Management Framework