SEBI Updates Mapping of Unique Client Code (UCC) with demat account of the clients
Early Warning Mechanism was put in place to detect the diversion of client’s securities by
SEBI Updates Modifications in the contract specifications of commodity derivatives contracts
In order to streamline the process and after consultation with the exchanges, it has been
SEBI Updates Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015
Issue and Listing of Municipal Debt Securities (ILDM) regulations have been amended to, inter alia,
SEBI Updates Introduction of Cross-Margining facility in respect of offsetting positions in corelated equity Indices
SEBI vide its circular dated December 02, 2008 allowed cross margining across cash and exchange
SEBI Updates Creation of segregated portfolio in mutual fund schemes
In partial modification to SEBI Circular dated December 28, 2018 on ‘Creation of segregated portfolio
SEBI Updates Reporting of changes in terms of investment
Refer to Para 9 of SEBI Circular dated September 24, 2019 on conditions to be
SEBI Updates : e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors
SEBI simplified the account opening process for investors vide Circular dated August 22, 2011. Further,
SEBI Updates Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors.
SEBI (Foreign Portfolio Investors) Regulations, 2019 (“the Regulations”) have been notified and have come into
SEBI Updates Enhanced Due Diligence for Dematerialization of Physical Securities
In terms of Regulation 40 of Securities and Exchange Board of India (Listing Obligations and
Updates under SEBI as on 5th November 2019.
In order to further enhance governance and accountability of Credit Rating Agencies (CRAs), the following