SEBI Updates Format on Statement of Deviation or Variation for proceeds of public issue, rights issue, preferential issue, Qualified Institutions Placement (QIP) etc.
1. As per Regulations 32(1), 32(2) and 32(3) of the SEBI (Listing Obligations and Disclosure
SEBI Updates Framework for listing of Commercial Paper-Amendments
Based on the representations received from the market participants, following paragraphs of CP circular stands
SEBI Updates Stewardship Code for all Mutual Funds and all categories of AIFs, in relation to their investment in listed equities
1. The importance of institutional investors in capital markets across the world is increasing the
SEBI Updates Investment in units of Mutual Funds in the name of minor through guardian and ease of process for transmission of units
In order to bring about uniform processes across Asset Management Companies (AMCs) in respect of
Updates under SEBI as on Dec 17th 2019
The following has been decided: i. AMCs may provide management and advisory services in terms
SEBI Updates Review of investment norms for mutual funds for investment in Debt and Money Market Instruments
1. Paragraph E of SEBI Circular No. dated October 1, 2019 prescribed limits on investments
SEBI Updates Norms for Debt Exchange Traded Funds (ETFs)/Index Funds
The following norms are prescribed for Debt ETFs/Index Funds to be adopted by all AMCs: (a)
SEBI Updates Cut-off Time for Determining Minimum Threshold of Margins to be Collected from Clients
SEBI vide circular dated September 07, 2016 and dated June 20, 2019 prescribed mechanism for
SEBI Updates Framework for issue of Depository Receipts
The framework for issuance of Depository Receipts (‘DRs’) by a Listed Company was notified by
SEBI Updates – Investment Policy of Clearing Corporations
SEBI circular dated May 04, 2016 on “Investment Policy, Liquid Assets for the purpose of