SEBI Updates

SECURITIES AND EXCHANGE BOARD OF INDIA (CUSTODIAN OF SECURITIES) (AMENDMENT) REGULATIONS, 2018 Link : https://www.sebi.gov.in/legal/regulations/jan-2019/securities-and-exchange-board-of-india-custodian-of-securities-amendment-regulations-2018_41531.html

1. SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT PROCEEDINGS) REGULATIONS, 2018 Link : https://www.sebi.gov.in/legal/regulations/dec-2018/securities-and-exchange-board-of-india-settlement-proceeding-regulations-2018_41212.html 2.

1. SEBI (Employees’ Service) Regulations, 2001 [as amended on August 13, 2018] Source: https://www.sebi.gov.in/legal/regulations/oct-2018/sebi-employees-service-regulations-2001-as-amended-on-august-13-2018-_40570.html

1. Eligibility conditions for Foreign Portfolio Investors (FPIs)   https://www.sebi.gov.in/legal/circulars/sep-2018/eligibility-conditions-for-foreign-portfolio-investors-fpis-_40409.html     2. Know Your Client requirements

1. Amendment to SEBI (Credit Rating Agencies) Regulations, 1999 and modification to SEBI Circular dated

All Stock Exchanges and Clearing Corporation with Commodity Derivatives Trading https://www.sebi.gov.in/legal/master-circulars/sep-2018/master-circular-for-commodity-derivatives-market_40276.html

Know Your Client (KYC) Requirements for Foreign Portfolio Investors (FPIs) In press release No.36/2018 dated

Amendment to SEBI Circular No. CIR/IMD/FPIC/CIR/P/2018/64 dated April 10, 2018 on Know Your Client Requirementsfor

Please find below links to SEBI notifications and circular updates: 21st November, 2017  NOTIFICATION INTERMEDIARIES