SEBI Updates Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors.
SEBI (Foreign Portfolio Investors) Regulations, 2019 (“the Regulations”) have been notified and have come into
SEBI Updates Enhanced Due Diligence for Dematerialization of Physical Securities
In terms of Regulation 40 of Securities and Exchange Board of India (Listing Obligations and
Updates under SEBI as on 5th November 2019.
In order to further enhance governance and accountability of Credit Rating Agencies (CRAs), the following
Updates under SEBI as on 1st November 2019
Under regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘SEBI LODR Regulations’)
Updates under SEBI as on 23rd Oct 2019.
Framework for listing of Commercial Paper 1. The issuers of Commercial Papers (CPs) have
Updates under SEBI as on 19th Oct 2019.
Resignation of statutory auditors from listed entities and their material subsidiariesListed companies are required to
Updates under SEBI as on 18th Oct 2019.
Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of
Updates under SEBI as on 11th Oct 2019.
Framework for issue of Depository Receipts ‘A company incorporated in India and listed on a