Updates under SEBI as on 3rd August 2019.
Streamlining issuance of SCORES Authentication for SEBI registered intermediaries SEBI had directed all listed
Streamlining issuance of SCORES Authentication for SEBI registered intermediaries SEBI had directed all listed
Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by
Database for Distinctive Number (DN) of Shares – Action against non compliant companies Regulation 75
Standardizing Reporting of Violation related to Code of Conduct under SEBI (Prohibition of Insider Trading
Procedure and formats for limited review / audit report of the listed entity and those
‘Disclosure of divergence in the asset classification and provisioning by banks’It was specified that banks
Modification on ‘Format for compliance report on Corporate Governance to be submitted to Stock Exchange
Streamlining the Process of Public Issue of Equity Shares and convertibles Implementation of Phase II
Handling of Clients’ Securities by Trading Members/Clearing MembersIn order to protect clients’ funds and securities,