Sejal Jaradi is an Associate Member of the Institute of Company Secretaries of India and Law Graduate from Mumbai University with over 3 decades experience in financial and banking compliance, company secretarial and legal functions.
Sejal has worked with Wells Fargo Bank for last 13 years with last position as ‘Executive Director – International Compliance’ and with Rabobank as ‘Head Compliance, AML Officer and Company Secretary’ for over 8 years apart from other companies like GE Capital and Tata American Express.
Sejal brings proven expertise in:
Establishing maiden branch of a foreign bank in India, including setting up its governance framework, Committee structures, Policy Management, Regulatory reporting database and conflict management procedures across Bank, NBFC and Merchant Banking entities.
- Organising and establishing International Compliance department overseeing compliance risk management responsibilities spanning across APAC, EMEA, Canada and Latam regions, including regulatory change management, policy management, Control room oversight for personal account dealings, outside business activities, gift & hospitality pre-clearances, compliance risk assessment, Risk & Control Self-Assessment (RCSA).
- Overseeing compliance responsibilities of Global Capability Center (GCC) and helping them navigate complex regulatory landscape.
- Designing and executing regulatory compliance remediation deliverables and managing regulatory Interface with India and US Regulators (RBI, ROC, SEBI and US Regulators).
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