SEBI Update – Repository of documents relied upon by Merchant Bankers during due diligence process in Public issues
Merchant bankers shall upload the documents in the Document Repository platform of any of the
SEBI Update – SMS and E-mail alerts to investors by stock exchanges
SEBI, vide Circular dated August 02, 2011 (hereinafter mentioned as ‘Circular’) and Clause 33 of
SEBI Update – Disclosure of expenses, half yearly returns, yield and risk-o-meter of schemes of Mutual Funds
Disclosure of expenses, half yearly returns and yield of a scheme Disclosure of expenses, returns
SEBI Update – Investments in Overseas Mutual Funds/ Unit Trusts by Indian Mutual Funds
Mutual Funds are permitted to invest in overseas securities which also includes investment in overseas Mutual
SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports
(A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers It has been decided
SEBI Update – Periodic reporting format for Research Analysts and Proxy Advisers
RAs shall submit their periodic report to RAASB and PAs shall submit their periodic reports
SEBI Update – Clarification with respect to advertisement code for Research Analysts (RAs)
It is clarified that Research Report and research recommendations of an RA are not considered
SEBI Update – Modification in Annexure to Common Application Form (CAF)
To provide the flexibility to existing and new FPIs, the ‘Annexure to Common Application Form’
SEBI Update – Association of persons regulated by the Board and their agents with certain persons
Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024, Securities Contracts (Regulation) (Stock Exchanges
SEBI Update – Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015
The inclusion of mutual fund units under the SEBI (Prohibition of Insider Trading) Regulations, 2015