SEBI Update – Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs). (Applicable – All registered Registrars to an Issue and Share Transfer Agents (RTAs)) May 05, 2025 0
SEBI Update – Composition of the Internal Audit team for CRAs (Applicable – All Registered Credit Rating Agencies) May 05, 2025 0
SEBI Update – Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF (Applicable – All Alternative Investment Funds) May 05, 2025 0
RBI Update – Investments by Foreign Portfolio Investors in Corporate Debt Securities through the General Route – Relaxations. (Applicable – All Authorised Persons) May 05, 2025 0
SEBI UpdatesSEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports Oct 28, 2024 Knowledge TeamComment on SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers It has been decided