SEBI Update – Contribution to Core Settlement Guarantee Fund and Default Waterfall for Limited Purpose Clearing Corporation (PLCC)
SEBI notified the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2023
SEBI Update – Modification in Framework for Offer for Sale (OFS) of Shares to Employees through Stock Exchange Mechanism
SEBI vide Master Circular dated October 16, 2023 at paragraph 19 of Chapter 1 has
SEBI Update – Ease of Doing Investments- Non-submission of ‘Choice of Nomination’ (i) Doing away with freezing of Demat Accounts and Mutual Fund Folios for existing investors; (ii) To remove freeze on payment of corporate benefits and service of physical folios; (b) Only 3 fields to be provided mandatorily for updating Nomination Details
SEBI, vide circular no. SEBI/HO/MIRSD/POD-1/CIR/2023/193 dated December 27, 2023 extended the last date for submission
SEBI Update – Uploading of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR)
The KYC record of a client is uploaded on the system of KRAs by the
SEBI Update – Framework of “Financial Disincentives for Surveillance Related Lapses” at Market Infrastructure Institutions
Market infrastructure Institutions (i.e. Stock Exchanges, Clearing Corporations and Depositories) are systemically important institutions for
SEBI Update – Framework for providing flexibility to Foreign Portfolio Investors in dealing with their securities post expiry of their registration
SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2024 were notified on June 03, 2024, amending the
SEBI Update – Disclosures of Material Changes and Other Obligations for Foreign Portfolio Investors
SEBI has amend the master circular for Foreign Portfolio Investors to relax timelines for disclosure of material change
SEBI Update – Enhancement of operational efficiency and Risk Reduction – Pay-out of securities directly to client demat account
SEBI issued circular mandating direct payout of securities to client demat accounts for operational efficiency and
SEBI Update – Comprehensive guidelines for Investor Protection Fund (IPF) and Investor Services Fund (ISF) for Stock Exchanges having commodity derivatives segment
SEBI vide circulars dated September 26, 2016, June 13, 2017, March 14, 2018 and October
SEBI Update – Revision of eligibility criteria for launching commodity futures contracts
It has been decided to modify the norms under Paragraph 2.2 and Paragraph 10.1 of