SEBI Update – SMS and E-mail alerts to investors by stock exchanges
SEBI, vide Circular dated August 02, 2011 (hereinafter mentioned as ‘Circular’) and Clause 33 of
RBI Update – Inoperative Accounts / Unclaimed Deposits in banks
The banks are, advised to take necessary steps urgently to bring down the number of
RBI Update – Fully Accessible Route’ for Investment by Non-residents in Government Securities – Inclusion of Sovereign Green Bonds
The Government Securities that are eligible for investment under the FAR (‘specified securities’) were notified
RBI Update – Amendment to the Master Direction – Know Your Customer (KYC) Direction, 2016
The Master Direction on KYC has been amended to (a) align the instructions with the
SEBI Update – Disclosure of expenses, half yearly returns, yield and risk-o-meter of schemes of Mutual Funds
Disclosure of expenses, half yearly returns and yield of a scheme Disclosure of expenses, returns
SEBI Update – Investments in Overseas Mutual Funds/ Unit Trusts by Indian Mutual Funds
Mutual Funds are permitted to invest in overseas securities which also includes investment in overseas Mutual
RBI Update – Directions for Central Counterparties (CCPs)
Based on a periodic review of the Directions for CCPs, the updated directions governing the
SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports
(A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers It has been decided
SEBI Update – Periodic reporting format for Research Analysts and Proxy Advisers
RAs shall submit their periodic report to RAASB and PAs shall submit their periodic reports
SEBI Update – Clarification with respect to advertisement code for Research Analysts (RAs)
It is clarified that Research Report and research recommendations of an RA are not considered