SEBI Update – Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms
Sebi on 6th Oct 2023 issued the circular stating the following:It has been decided that
SEBI Update- Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Regulation 58(1)(b) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations”) provides
SEBI Update – Centralized mechanism for reporting the demise of an investor through KRAs
SEBI on 3rd Oct 2023 issued a circular regarding the Centralized mechanism for reporting the
SEBI Update – Extension of timeline for verification of market rumours by listed entities
The proviso to Regulation 30(11) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
IBBI Update – Clarification w.r.t. Liquidators’ fee under clause (b) of sub-regulation (2) of Regulation 4 of IBBI (Liquidation Process) Regulations, 2016
If the liquidators’ fee is not fixed under sub-regulation (1) and (1A), clause (b) of
SEBI Update – Nomination for Mutual Fund Unit Holders – Extension of timelines
SEBI vide Circular dated June 15, 2022, read with SEBI Circular dated July 29, 2022,
SEBI Update – Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts
The SEBI on 26th September 2023 issued a notification regarding the Extension of timelines (i) for nomination
SEBI Update: Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.
SEBI Complaint Redressal System (SCORES) is a centralised web-based complaint redressal facilitation platform launched in
SEBI Update – Regulatory Reporting by AIFs
The SEBI has issued a Circular dated September 14, 2023, outlining regulatory reporting requirements for
SEBI Update- Board nomination rights to unitholders of Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs)
Sebi on 11th Sept 2023 issued the framework to exercise board nomination rights by eligible unitholders