SEBI Update – Facility for Basic Services Demat Account (BSDA) for Financial Inclusion and Ease of Investing
SEBI, vide circular dated August 27, 2012 read with Circular dated April 10, 2019 and
SEBI Update – Participation by Non-Resident Indians (NRIs), Overseas Citizens of India (OCIs) and Resident Indian (RI) individuals in SEBI registered FPIs based in International Financial Services Centres in India
SEBI (Foreign Portfolio Investors) Second Amendment Regulations, 2024 were notified on June 26, 2024, amending
SEBI Update – Statutory Committees at Market Infrastructure Institutions (MIIs)
Regulation 29 of Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018 (hereinafter referred
SEBI Update – System Audit of Professional Clearing Members (PCMs)
It has been decided to devise the framework for system audit of Professional Clearing Members
SEBI Update – Introduction of a special call auction mechanism for price discovery of scrips of listed Investment Companies (ICs) and listed Investment Holding Companies (IHCs)
It is observed that scrips of a few listed ICs and IHCs are being traded
SEBI Update – Modification in duration for Call Auction in pre-open session for Initial Public Offer (IPO) and Relisted scrips
It was observed that during the call auction in pre-open session for certain IPO and
SEBI Update – Contribution to Core Settlement Guarantee Fund and Default Waterfall for Limited Purpose Clearing Corporation (PLCC)
SEBI notified the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2023
SEBI Update – Modification in Framework for Offer for Sale (OFS) of Shares to Employees through Stock Exchange Mechanism
SEBI vide Master Circular dated October 16, 2023 at paragraph 19 of Chapter 1 has
SEBI Update – Ease of Doing Investments- Non-submission of ‘Choice of Nomination’ (i) Doing away with freezing of Demat Accounts and Mutual Fund Folios for existing investors; (ii) To remove freeze on payment of corporate benefits and service of physical folios; (b) Only 3 fields to be provided mandatorily for updating Nomination Details
SEBI, vide circular no. SEBI/HO/MIRSD/POD-1/CIR/2023/193 dated December 27, 2023 extended the last date for submission
SEBI Update – Uploading of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR)
The KYC record of a client is uploaded on the system of KRAs by the