SEBI Update – Modification to Enhanced Supervision of Stock Brokers and Depository Participants
SEBI, vide Circular dated September 26, 2016 (hereinafter mentioned as ‘circular’) and Master Circular for
SEBI Update – Measures to instil confidence in securities market – Brokers’ Institutional mechanism for prevention and detection of fraud or market abuse
It has been decided that stock brokers shall comply with the following obligations / mechanisms
SEBI Update – Reduction in denomination of debt securities and non-convertible redeemable preference shares
SEBI vide circular dated July 03, 2024 has announced reduction in denomination of debt securities
SEBI Update – Dispatch of Consolidated Account Statement (CAS) for all securities assets
Considering the increasing reach of digital technology, electronic mode now being the preferred mode of
SEBI Update – Charges levied by Market Infrastructure Institutions – True to Label
It has been decided that the MIIs would comply with following additional principles while designing
SEBI Update – Facility for Basic Services Demat Account (BSDA) for Financial Inclusion and Ease of Investing
SEBI, vide circular dated August 27, 2012 read with Circular dated April 10, 2019 and
SEBI Update – Participation by Non-Resident Indians (NRIs), Overseas Citizens of India (OCIs) and Resident Indian (RI) individuals in SEBI registered FPIs based in International Financial Services Centres in India
SEBI (Foreign Portfolio Investors) Second Amendment Regulations, 2024 were notified on June 26, 2024, amending
SEBI Update – Statutory Committees at Market Infrastructure Institutions (MIIs)
Regulation 29 of Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018 (hereinafter referred
SEBI Update – System Audit of Professional Clearing Members (PCMs)
It has been decided to devise the framework for system audit of Professional Clearing Members
SEBI Update – Introduction of a special call auction mechanism for price discovery of scrips of listed Investment Companies (ICs) and listed Investment Holding Companies (IHCs)
It is observed that scrips of a few listed ICs and IHCs are being traded