SEBI Update – Rating of Municipal Bonds on the Expected Loss (EL) based Rating Scale (Applicable- All Registered Credit Rating Agencies (CRAs) All Registered Debenture Trustees, Issuers who have listed and/ or propose to list Non-Convertible Securities, Securitized Debt Instruments, Security Receipts, Municipal Debt Securities or Commercial Paper Recognized Stock Exchanges All Depositories registered with SEBI) May 05, 2025 0
SEBI Update – Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs). (Applicable – All registered Registrars to an Issue and Share Transfer Agents (RTAs)) May 05, 2025 0
SEBI Update – Composition of the Internal Audit team for CRAs (Applicable – All Registered Credit Rating Agencies) May 05, 2025 0
SEBI Update – Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF (Applicable – All Alternative Investment Funds) May 05, 2025 0
SEBI UpdatesSEBI Update – Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under Oct 17, 2023 Knowledge TeamComment on SEBI Update – Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under SEBI vide circular has issued an Amendment to the Guidelines on Anti-Money Laundering (AML) Standards
SEBI UpdatesSEBI Update – Change in Mode of Payment w.r.t. SEBI Investor Protection & Education Fund Bank A/c Sep 5, 2023 Knowledge TeamComment on SEBI Update – Change in Mode of Payment w.r.t. SEBI Investor Protection & Education Fund Bank A/c Securities and Exchange Board of India (SEBI) has issued a new circular dated September 4,