SEBI Update – Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF (Applicable – All Alternative Investment Funds) May 05, 2025 0
RBI Update – Investments by Foreign Portfolio Investors in Corporate Debt Securities through the General Route – Relaxations. (Applicable – All Authorised Persons) May 05, 2025 0
SEBI Update – Publishing Investor Charter for KYC (Know Your Client) Registration Agencies (KRAs) on their Websites.(Applicable – All KYC (Know Your Client) Registration Agencies (KRAs)) May 05, 2025 0
RBI Update – Amendments to Directions – Compounding of Contraventions under FEMA, 1999 (Applicable – All Authorised Dealer Category-I banks and Authorised banks) Apr 04, 2025 0
SEBI UpdatesSEBI Update – Measures to instil confidence in securities market – Brokers’ Institutional mechanism for prevention and detection of fraud or market abuse Jul 5, 2024 Knowledge TeamComment on SEBI Update – Measures to instil confidence in securities market – Brokers’ Institutional mechanism for prevention and detection of fraud or market abuse It has been decided that stock brokers shall comply with the following obligations / mechanisms
SEBI UpdatesSEBI Update – Framework of “Financial Disincentives for Surveillance Related Lapses” at Market Infrastructure Institutions Jun 7, 2024 Knowledge TeamComment on SEBI Update – Framework of “Financial Disincentives for Surveillance Related Lapses” at Market Infrastructure Institutions Market infrastructure Institutions (i.e. Stock Exchanges, Clearing Corporations and Depositories) are systemically important institutions for