SEBI Update – Framework for Monitoring and Supervision of System Audit of Stock Brokers (SBs) through Technology based Measures.
The following guidelines shall be prescribed for the conduct of system audit of Stock Brokers
IBBI Update -Insolvency and Bankruptcy Board of India amends the Insolvency and Bankruptcy Board of India (Liquidation Process) Regulations, 2016 and Insolvency and Bankruptcy Board of India (Voluntary Liquidation Process) Regulations, 2017
Auction Process a. Prospective bidders are now given more time to participate in the auction
SEBI Update – (1) Parameters for external evaluation of Performance of Statutory Committees of Market Infrastructure Institutions (MIIs); and (2) Mechanism for internal evaluation of Performance of MIIs and its Statutory Committees
SEBI came out with guidelines for the evaluation of the performance of statutory committees of Market
SEBI Update – Format of Due Diligence Certificate to be given by the DTs
SEBI vide notification dated July 10, 2024, amended the SEBI (Issue and Listing of Non
RBI Update – Prevention of financial frauds perpetrated using voice calls and SMS – Regulatory prescriptions and Institutional Safeguards
The proliferation of digital transactions, while offering convenience and efficiency, has also led to a
RBI Update – Coverage of customers under the nomination facility
It is observed that in a large number of deposit accounts, nomination is not available.
SEBI Update – Timeline for Review of ESG Rating pursuant to occurrence of ‘Material Events’
SEBI has issued revised timeline for review of ESG Rating pursuant to occurrence of ‘Material
SEBI Update – Disclosure of Risk adjusted Return – Information Ratio (IR) for Mutual Fund Schemes.
SEBI has issued directions for Disclosure of Risk adjusted Return Information Ratio (IR) for Mutual
RBI Update – Foreign Exchange Management (Mode of Payment and Reporting of Non- Debt Instruments) (Third Amendment) Regulations, 2025
These Regulations may be called the Foreign Exchange Management (Mode of Payment and Reporting of
RBI Update – Government Debt Relief Schemes (DRS)
Prudential treatment in respect of Government Debt Relief Schemes (DRS) Participation in the DRS REs