SEBI Update – Safer participation of retail investors in Algorithmic trading
Securities and Exchange Board of India (SEBI) issued a circular aimed at enabling safer participation
RBI Update – Private Placement of Non-Convertible Debentures (NCDs) with maturity period of more than one year by HFCs – Review of guidelines
It has been decided that the Guidelines on Private Placement of NCDs (with maturity more
SEBI Update – Details/clarifications on provisions related to association of persons regulated by the Board, MIIs, and their agents with persons engaged in prohibited activities
Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024, Securities Contracts (Regulation) (Stock Exchanges
SEBI Update – Format of Due Diligence Certificate to be given by the DTs
SEBI vide notification dated July 10, 2024, amended the SEBI (Issue and Listing of Non
SEBI Update – Development of Web-based portal: iSPOT(Integrated SEBI Portal for Technical glitches) for reporting of technical glitches.
SEBI has stipulated the Standard Operating Procedure for handling of technical glitches by Market Infrastructure
RBI Update – Prevention of financial frauds perpetrated using voice calls and SMS – Regulatory prescriptions and Institutional Safeguards
The proliferation of digital transactions, while offering convenience and efficiency, has also led to a
RBI Update – Coverage of customers under the nomination facility
It is observed that in a large number of deposit accounts, nomination is not available.
SEBI Update – Timeline for Review of ESG Rating pursuant to occurrence of ‘Material Events’
SEBI has issued revised timeline for review of ESG Rating pursuant to occurrence of ‘Material
SEBI Update – Disclosure of Risk adjusted Return – Information Ratio (IR) for Mutual Fund Schemes.
SEBI has issued directions for Disclosure of Risk adjusted Return Information Ratio (IR) for Mutual
RBI Update – Foreign Exchange Management (Mode of Payment and Reporting of Non- Debt Instruments) (Third Amendment) Regulations, 2025
These Regulations may be called the Foreign Exchange Management (Mode of Payment and Reporting of