SEBI Update – Association of persons regulated by the Board and their agents with certain persons
Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024, Securities Contracts (Regulation) (Stock Exchanges
SEBI Update – Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015
The inclusion of mutual fund units under the SEBI (Prohibition of Insider Trading) Regulations, 2015
RBI Update – Reserve Bank of India (Access Criteria for NDS-OM) Directions, 2024
These Directions shall be called the Reserve Bank of India (Access Criteria for NDS-OM) Directions,
SEBI Update – Clarification with regard to usage of 3 – in – 1 type accounts for making an application in public issue of securities
It is clarified that, in addition to existing modes of making an application in public
SEBI Update – Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism
SEBI introduced a liquidity window facility for investors in the debt securities through a stock
SEBI Update – Monitoring of position limits for equity derivative segment
Current Limitations: Previously, the overall position limit at the Trading Member (TM) level (for both proprietary
SEBI Update – Corrigendum to Circular on Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch
Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a
SEBI Update – Monitoring Shareholding of Market Infrastructure Institutions (MIIs)
SEBI circular, issued addresses the monitoring of shareholding of Market Infrastructure Institutions (MIIs), including stock
RBI Update – Submission of information to Credit Information Companies (CICs) by ARCs
Submission of information to Credit Information Companies’1, ARCs had been advised to become a member
RBI Update – Implementation of Credit Information Reporting Mechanism subsequent to cancellation of licence or Certificate of Registration
All CIs, whose licence or CoR has been cancelled by the Reserve Bank of India