SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports Oct 10, 2024 0
SEBI Update – Clarification with respect to advertisement code for Research Analysts (RAs) Oct 10, 2024 0
Update under SEBI in the following link. SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018 Link : https://www.sebi.gov.in/legal/regulations/jan-2019/securities-and-exchange-board-of-india-issue-of-capital-and-disclosure-requirements-regulations-2018-last-amended-on-december-31-2018-_41542.html Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode Link : https://www.sebi.gov.in/legal/circulars/jan-2019/acceptance-of-probate-of-will-or-will-for-transmission-of-securities-held-in-dematerialized-mode_41548.html
SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports