1. SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT PROCEEDINGS) REGULATIONS, 2018
2. SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (THIRD AMENDMENT) REGULATIONS, 2018
3. SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (FOURTH AMENDMENT) REGULATIONS, 2018
4. SEBI (MUTUAL FUNDS) REGULATIONS, 1996
5. Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants
6. Disclosure of significant beneficial ownership in the shareholding pattern
7. Clarification on clubbing of investment limits of Foreign Portfolio Investors (“FPIs”)
8. Cyber Security Operations Center for SEBI registered intermediaries
9. Review of risk management framework for Equity Derivatives Segment
10. Early Warning Mechanism to prevent diversion of client securities
11. Change of Name in the Beneficial Owner (BO) Account with Depositories
12. Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism
13. Creation of segregated portfolio in mutual fund schemes
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