SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports Oct 10, 2024 0
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1. SEBI (Employees’ Service) Regulations, 2001 [as amended on August 13, 2018] Source: https://www.sebi.gov.in/legal/regulations/oct-2018/sebi-employees-service-regulations-2001-as-amended-on-august-13-2018-_40570.html
SEBI Update – (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports