SEBI Update – Ease of doing business- Changes in reporting
SEBI received representations from various stakeholders citing inefficiencies due to duplication of monitoring mechanisms and
SEBI Update – Ease of Doing Investments by Investors- Facility of voluntary freezing/ blocking of Trading Accounts by Clients
In consultation with the Brokers’ Industry Standards Forum (ISF) and to enhance ease of doing
SEBI Update – Foreign Investment in Alternative Investment Funds (AIFs)
The amendments to the Prevention of Money-Laundering (Maintenance of Records) Rules, 2005, para 4.1.2. under
SEBI Update – Framework for Short Selling
The Securities and Exchange Board of India (SEBI) has issued a circular , dated January
SEBI Update – Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
SEBI has decided to accept the recommendation to settle the running account of clients on
SEBI Update – Modifications to provisions of Chapter XXI of NCS Master Circular1 dealing with registration and regulatory framework for Online Bond Platform Providers (OBPPs)
Please find the following update under SEBI Clause Registration and regulatory framework for Online Bond Platform
SEBI Update – Framework on Social Stock Exchange (“SSE”)
Framework on Social Stock Exchange (“SSE”) In Paragraph 1, sub-paragraph A, titled “Minimum requirement to
SEBI Update – Extension of timelines for providing ‘choice of nomination’ in eligible demat accounts and mutual fund folios
It has been decided to extend the last date for submission of ‘choice of nomination’
SEBI Update – Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market
Clauses Online Resolution of Disputes in the Indian Securities Market Amendment to Circular dated July
SEBI Updates- Business Continuity for Clearing Corporations through Software as a Service (SaaS) Model
To strengthen the business continuity framework of clearing corporations (CC) for handling major software malfunctions,