SEBI Update – Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
SEBI has decided to accept the recommendation to settle the running account of clients on
SEBI Update – Modifications to provisions of Chapter XXI of NCS Master Circular1 dealing with registration and regulatory framework for Online Bond Platform Providers (OBPPs)
Please find the following update under SEBI Clause Registration and regulatory framework for Online Bond Platform
SEBI Update – Framework on Social Stock Exchange (“SSE”)
Framework on Social Stock Exchange (“SSE”) In Paragraph 1, sub-paragraph A, titled “Minimum requirement to
SEBI Update – Extension of timelines for providing ‘choice of nomination’ in eligible demat accounts and mutual fund folios
It has been decided to extend the last date for submission of ‘choice of nomination’
SEBI Update – Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market
Clauses Online Resolution of Disputes in the Indian Securities Market Amendment to Circular dated July
SEBI Updates- Business Continuity for Clearing Corporations through Software as a Service (SaaS) Model
To strengthen the business continuity framework of clearing corporations (CC) for handling major software malfunctions,
SEBI Update – Principles of Financial Market Infrastructures (PFMIs)
The Securities and Exchange Board of India (SEBI) has issued a circular on December 19,
SEBI Update – Simplification of requirements for grant of accreditation to investors
It has been decided to simplify the requirements for grant of accreditation to investors as
SEBI Update – Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
SEBI received representations from various stakeholders, stock brokers, and brokers’ associations citing certain operational difficulties
SEBI Update – Credit of units of AIFs in dematerialised form
It has been decided to specify the process to be followed for dematerialising/ crediting the