SEBI Update – Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors
SEBI issued notification regarding Procedural framework for dealing with unclaimed amounts lying with entities having listed
SEBI Update – Simplification and streamlining of Offer Documents of Mutual Fund Schemes
SEBI on 1st Nov 2023 issued notification regarding Simplification and streamlining of Offer Documents of Mutual
SEBI Update – Revision in the manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs)
On October 31, 2023, the Securities and Exchange Board of India (SEBI) issued a significant
SEBI Update – Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs)
SEBI has issued new guidelines to enhance their Business Continuity Plan (BCP) and Disaster Recovery
SEBI Update – Ease of doing business and development of corporate bond markets – revision in the framework for fundraising by issuance of debt securities by large corporates (LCs)
The framework for fundraising by issuance of debt securities by LCs is revised This framework
SEBI Update – Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under
SEBI vide circular has issued an Amendment to the Guidelines on Anti-Money Laundering (AML) Standards
SEBI Update – Master Circular on Know Your Client (KYC) norms for the securities market
This Master Circular is a compilation of the circulars/directions issued by SEBI up to September
SEBI Update – Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg.
SEBI Master Circular dated July 11, 2023 on compliance with the provisions of the SEBI
SEBI Update – Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms
Sebi on 6th Oct 2023 issued the circular stating the following:It has been decided that
SEBI Update- Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Regulation 58(1)(b) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations”) provides